NMLS Approved Provider #1405125

Compliance

Compliance education

Compliance training that keeps your team confident.

Practical education for mortgage professionals, brokerages and growing teams. Buy a course for yourself, or have us build a program around your company.

Individual courses

Targeted online courses on essential compliance topics

Customized training

Shaped around your company, policies and team

Live or online

Virtual, in-person and self-paced delivery

Compliance courses

Browse compliance courses.

Self-paced and available nationwide. Training a whole team? Request a custom program below.

Online course

2026 BSA/AML Course

A 25-minute course on the Bank Secrecy Act and anti-money laundering responsibilities for mortgage professionals, with a 10-question quiz.

25 minutes
10-question quiz
Nationwide

Certificate

2026 BSA/AML Certificate

Proof of the annual BSA/AML training covered in the 7-hour CORE course.

Emailed within 24 business hours
Nationwide

Already completed our 7-hour CORE this year? You only need the certificate.

More topics on the way:

Fair lending

UDAAP

Advertising rules

Data privacy

State requirements

Custom training

Training built around your business.

Customized programs for brokerages, branches and teams. Tell us about your company, audience and training goals, and we’ll scope a program that fits.

Broker and team programs

One-time or recurring

Virtual, in person or self-paced

Custom programs are scoped, quoted and invoiced separately.

Tell us what your team needs.

Takes about a minute. No commitment.

FAQs

Common compliance questions.

Still stuck? Call (801) 609-4697 or email info@lockedinlearning.com.

Courses and certificates

Who are these courses for?

Mortgage loan originators, processors, managers and anyone at a brokerage or lender who needs documented compliance training. Courses are self-paced and available nationwide.

The course is a standalone 25-minute training with a 10-question quiz. The certificate is proof of the BSA/AML training already covered in our 7-hour CORE course, so if you completed CORE with us this year, the certificate is all you need.

The BSA/AML certificate is emailed to you within 24 business hours of purchase. Course completion certificates are emailed after you finish and are also under “My Certifications” in your student account.

No. Compliance courses are separate from NMLS continuing education and aren’t reported to NMLS. For your annual CE, use the continuing education page.

Non-bank mortgage lenders and originators must run an anti-money laundering program that includes ongoing employee training. Annual training, with proof on file, is how most companies show examiners that requirement is met.

Custom training

Yes. We build programs for brokerages, branches and teams around your policies and the topics you need, delivered virtually, in person or self-paced.

Yes. Choose one-time training, or a quarterly or annual program that keeps your team current as rules change.

Every program is scoped to your team size, delivery format and schedule, then quoted and invoiced separately from course purchases. Send a request above and we’ll follow up with a quote.